Applied Nanofabrication for X-ray Grating Spectroscopy
Open Access
- Author:
- McCoy, Jake
- Graduate Program:
- Astronomy and Astrophysics
- Degree:
- Doctor of Philosophy
- Document Type:
- Dissertation
- Date of Defense:
- December 18, 2020
- Committee Members:
- Randall Lee McEntaffer, Dissertation Advisor/Co-Advisor
Randall Lee McEmtaffer, Committee Chair/Co-Chair
Abraham David Falcone, Committee Member
Fabien Grise, Committee Member
Susan E Trolier-McKinstry, Outside Member
Suvrath Mahadevan, Committee Member
Randall Lee McEntaffer, Program Head/Chair - Keywords:
- astrophysics
astronomy
spectroscopy
x-ray
diffraction gratings
nanofabrication - Abstract:
- Measuring the diffuse, highly-ionized baryonic content in galactic halos and the intergalactic medium through soft x-ray absorption spectroscopy of active galactic nuclei is a main scientific objective of the Lynx X-ray Observatory mission concept that can only be accomplished with a next-generation grating spectrometer. Realizing such an instrument using reflection grating technology requires thousands of custom blazed gratings that each perform with high diffraction efficiency to be manufactured and aligned to intercept radiation coming to a focus in a Wolter-I telescope. With Lynx performance requirements demanding significant improvements over Chandra and XMM-Newton in terms of both spectral sensitivity and spectral resolving power, previous approaches to blazed grating fabrication face limitations in their ability to meet these goals simultaneously. The aim of this thesis is to implement two recently-developed techniques in nanofabrication for this task, with an emphasis on beamline diffraction-efficiency testing for characterizing spectral sensitivity. In particular, thermally-activated selective topography equilibration (TASTE) is pursued as a means for fabricating a master grating with the key advantage that it enables blazed groove facets to be patterned in polymeric electron-beam resist over a non-parallel groove layout not limited by substrate crystal structure. Additionally, substrate-conformal imprint lithography (SCIL) is studied as a method for mass manufacturing high-fidelity grating replicas in a silica sol-gel resist while avoiding many of the detriments associated with large-area patterning in other nanoimprint techniques. Diffraction-efficiency testing of sub-micron grating prototypes coated with gold shows that TASTE is capable of meeting Lynx requirements for spectral sensitivity, with room for improvement at small groove periods, and that while SCIL offers a promising avenue for Lynx grating production, imprints suffer a small blaze-angle reduction due to resist shrinkage. With process development for TASTE established and equipment for SCIL recently installed at the Penn State Nanofabrication Laboratory, these findings will contribute to upcoming sounding-rocket experiments for x-ray spectroscopy. Accompanying this dissertation are appendices that outline physics fundamentals for x-ray spectral lines, x-ray optics, and diffraction gratings.